Pete Galloway

Chief Compliance Officer

Pete has more than 25 years of experience in financial services. Before joining Adviser in 2022, he was a partner at regulatory compliance consulting firm Adherence, LLC., where he served as the outsourced chief compliance officer or general compliance consultant to registered investment adviser businesses across all asset classes in the U.S. Prior to Adherence, Pete was the head of inside sales at S&P Ratings, and before that he built and managed transition management program trading platforms at Barclays/Lehman Brothers and Citigroup. Previously, he held positions at Deutsche Asset Management/Bankers TrustA legal document that functions as an instruction manual to how you want your money managed and spent in your later years as well as how your assets should be distributed after your death. Assets placed in a trust are generally safe from creditors and can be sold by the trustee in short order, avoiding the lengthy and costly probate process., including chief of staff to the CEO and deputy chief operating officer of the investment management division in the Americas. Pete started his career in the Legal and Compliance division of Bankers Trust’s asset management business. Pete earned a JD from Fordham University School of Law and a bachelor’s degree from St. John Fisher University.